Lynn H. Fuller - Mar 1, 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Regional President, EVP
Signature
/s/ Lynn H. Fuller
Stock symbol
HTLF
Transactions as of
Mar 1, 2022
Transactions value $
$0
Form type
4
Date filed
3/1/2022, 01:16 PM
Previous filing
Jan 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $13K +254 +1.84% $51.31 14.1K Mar 1, 2022 Direct
transaction HTLF Common Stock Options Exercise $20.1K +391 +2.78% $51.31 14.5K Mar 1, 2022 Direct
transaction HTLF Common Stock Options Exercise $17.7K +344 +2.38% $51.31 14.8K Mar 1, 2022 Direct
transaction HTLF Common Stock Options Exercise $48.5K +946 +6.39% $51.31 15.8K Mar 1, 2022 Direct
holding HTLF Common Stock 13.8K Mar 1, 2022 Direct F1
holding HTLF Common Stock 210K Mar 1, 2022 As Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2019 Performance Based Restricted Stock (3-year performance) Tax liability -$48.5K -946 -50% $51.31 946 Mar 1, 2022 Common Stock 0 Direct F1, F2
transaction HTLF 2019 Time-Based Restricted Stock Tax liability -$13K -254 -50% $51.31 254 Mar 1, 2022 Common Stock 0 Direct F3, F4
transaction HTLF 2020 Time-Based Restricted Stock Tax liability -$20.1K -391 -50% $51.31 391 Mar 1, 2022 Common Stock 0 Direct F3, F5
transaction HTLF 2021 Time-Based Restricted Stock Tax liability -$17.7K -344 -50% $51.31 344 Mar 1, 2022 Common Stock 0 Direct F3, F6
holding HTLF 2019 Performance Based Restricted Stock (3-year performance) 0 Mar 1, 2022 Common Stock 1.1K Direct F1, F2
holding HTLF 2019 Time-Based Restricted Stock 508 Mar 1, 2022 Common Stock 508 Direct F3, F4
holding HTLF 2020 Time-Based Restricted Stock 0 Mar 1, 2022 Common Stock 1.12K Direct F3, F5
holding HTLF 2021 Time-Based Restricted Stock 0 Mar 1, 2022 Common Stock 1.5K Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Lynn H. Fuller is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Of these shares 2,143.8223 are held in Jt. Ten.
F2 These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
F5 Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
F6 Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.