Lynn H. Fuller - 01 Mar 2022 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Regional President, EVP
Signature
/s/ Lynn H. Fuller
Issuer symbol
N/A
Transactions as of
01 Mar 2022
Net transactions value
$0
Form type
4
Filing time
01 Mar 2022, 13:16:37 UTC
Previous filing
10 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Options Exercise $13,033 +254 +1.8% $51.31 14,079 01 Mar 2022 Direct
transaction HTLF Common Stock Options Exercise $20,062 +391 +2.8% $51.31 14,470 01 Mar 2022 Direct
transaction HTLF Common Stock Options Exercise $17,651 +344 +2.4% $51.31 14,814 01 Mar 2022 Direct
transaction HTLF Common Stock Options Exercise $48,539 +946 +6.4% $51.31 15,760 01 Mar 2022 Direct
holding HTLF Common Stock 13,825 01 Mar 2022 Direct F1
holding HTLF Common Stock 210,319 01 Mar 2022 As Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2019 Performance Based Restricted Stock (3-year performance) Tax liability $48,539 -946 -50% $51.31 946 01 Mar 2022 Common Stock 0 Direct F1, F2
transaction HTLF 2019 Time-Based Restricted Stock Tax liability $13,033 -254 -50% $51.31 254 01 Mar 2022 Common Stock 0 Direct F3, F4
transaction HTLF 2020 Time-Based Restricted Stock Tax liability $20,062 -391 -50% $51.31 391 01 Mar 2022 Common Stock 0 Direct F3, F5
transaction HTLF 2021 Time-Based Restricted Stock Tax liability $17,651 -344 -50% $51.31 344 01 Mar 2022 Common Stock 0 Direct F3, F6
holding HTLF 2019 Performance Based Restricted Stock (3-year performance) 0 01 Mar 2022 Common Stock 1,096 Direct F1, F2
holding HTLF 2019 Time-Based Restricted Stock 508 01 Mar 2022 Common Stock 508 Direct F3, F4
holding HTLF 2020 Time-Based Restricted Stock 0 01 Mar 2022 Common Stock 1,124 Direct F3, F5
holding HTLF 2021 Time-Based Restricted Stock 0 01 Mar 2022 Common Stock 1,499 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Lynn H. Fuller is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Of these shares 2,143.8223 are held in Jt. Ten.
F2 These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
F5 Of these restricted stock units, 1/3 vest on 3-6-2021, 1/3 vest on 3-6-2022, and 1/3 vest on 3-6-2023.
F6 Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024.