JOHN K. SCHMIDT - 19 May 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC

Role
Director
Signature
/s/ John K. Schmidt
Issuer symbol
N/A
Transactions as of
19 May 2021
Net transactions value
+$59,064
Form type
4
Filing time
20 May 2021, 16:07:14 UTC
Previous filing
07 May 2021
Next filing
03 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HTLF Common Stock 13,930 19 May 2021 by Spouse
holding HTLF Common Stock 101,945 19 May 2021 Direct F1
holding HTLF Common Stock 4,780 19 May 2021 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTLF 2021 Director Restricted Stock Units Award $59,064 +1,200 $49.22 0 19 May 2021 Common Stock 1,200 Direct F2, F3
holding HTLF 2021 Director Restricted Stock Units 0 19 May 2021 Common Stock 0 Direct F2, F3
holding HTLF 2020 Director Restricted Stock Units 0 19 May 2021 Common Stock 2,116 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten.
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.