John K. Schmidt - May 5, 2021 Form 4 Insider Report for HEARTLAND FINANCIAL USA INC (HTLF)

Role
Director
Signature
/s/ John K. Schmidt
Stock symbol
HTLF
Transactions as of
May 5, 2021
Transactions value $
-$254,004
Form type
4
Date filed
5/7/2021, 01:29 PM
Next filing
May 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTLF Common Stock Sale -$254K -5K -4.68% $50.80 102K May 5, 2021 Direct F1
holding HTLF Common Stock 13.9K May 5, 2021 by Spouse
holding HTLF Common Stock 107K May 5, 2021 Direct F1
holding HTLF Common Stock 4.78K May 5, 2021 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTLF 2020 Director Restricted Stock Units 0 May 5, 2021 Common Stock 2.12K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten.
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.