Vicky Hahne - 27 Oct 2021 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Financial Officer
Signature
/s/ Eric Madson as Attorney-in-Fact for Vicky Hahne pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
27 Oct 2021
Net transactions value
$0
Form type
4
Filing time
29 Oct 2021, 16:47:02 UTC
Previous filing
13 Aug 2021
Next filing
19 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 8,931 27 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +821 $0.000000 821 27 Oct 2021 Common Stock 821 $17.19 Direct F11
holding CELC Stock Option (right to buy) 37,500 27 Oct 2021 Common Stock 37,500 $8.40 Direct F1
holding CELC Stock Option (right to buy) 3,000 27 Oct 2021 Common Stock 3,000 $23.48 Direct F2
holding CELC Stock Option (right to buy) 932 27 Oct 2021 Common Stock 932 $25.77 Direct F3
holding CELC Stock Option (right to buy) 3,000 27 Oct 2021 Common Stock 3,000 $19.72 Direct F4
holding CELC Stock Option (right to buy) 10,000 27 Oct 2021 Common Stock 10,000 $5.90 Direct F5
holding CELC Stock Option (right to buy) 1,122 27 Oct 2021 Common Stock 1,122 $10.35 Direct F6
holding CELC Stock Option (right to buy) 1,301 27 Oct 2021 Common Stock 1,301 $14.84 Direct F7
holding CELC Stock Option (right to buy) 1,204 27 Oct 2021 Common Stock 1,204 $15.92 Direct F8
holding CELC Stock Option (right to buy) 3,806 27 Oct 2021 Common Stock 3,806 $27.94 Direct F9
holding CELC Stock Option (right to buy) 15,000 27 Oct 2021 Common Stock 15,000 $20.04 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.
F2 750 shares vest on 7/5/19; the remaining 2,250 shares vest 1/36th per month thereafter.
F3 233 shares vest on 10/17/19; the remaining 699 shares vest 1/36th per month thereafter.
F4 750 shares vest on 8/12/20; the remaining 2,250 shares vest 1/36th per month thereafter.
F5 2,500 shares vest on 8/12/21; the remaining 7,500 shares vest 1/36th per month thereafter.
F6 280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter.
F7 325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter.
F8 301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter.
F9 952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter.
F10 3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter.
F11 205 shares vest on 10/27/22; the remaining 616 shares vest 1/36th per month thereafter.