Vicky Hahne - Aug 11, 2021 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Financial Officer
Signature
/s/ Eric Madson as Attorney-in-Fact for Vicky Hahne pursuant to Power of Attorney previously filed.
Stock symbol
CELC
Transactions as of
Aug 11, 2021
Transactions value $
$0
Form type
4
Date filed
8/13/2021, 04:01 PM
Next filing
Oct 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 8.93K Aug 11, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +15K $0.00 15K Aug 11, 2021 Common Stock 15K $20.04 Direct F11
holding CELC Stock Option (right to buy) 37.5K Aug 11, 2021 Common Stock 37.5K $8.40 Direct F2
holding CELC Stock Option (right to buy) 3K Aug 11, 2021 Common Stock 3K $23.48 Direct F3
holding CELC Stock Option (right to buy) 932 Aug 11, 2021 Common Stock 932 $25.77 Direct F4
holding CELC Stock Option (right to buy) 3K Aug 11, 2021 Common Stock 3K $19.72 Direct F5
holding CELC Stock Option (right to buy) 10K Aug 11, 2021 Common Stock 10K $5.90 Direct F6
holding CELC Stock Option (right to buy) 1.12K Aug 11, 2021 Common Stock 1.12K $10.35 Direct F7
holding CELC Stock Option (right to buy) 1.3K Aug 11, 2021 Common Stock 1.3K $14.84 Direct F8
holding CELC Stock Option (right to buy) 1.2K Aug 11, 2021 Common Stock 1.2K $15.92 Direct F9
holding CELC Stock Option (right to buy) 3.81K Aug 11, 2021 Common Stock 3.81K $27.94 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,808 shares acquired on April 30, 2021 pursuant to the Issuer's Employee Stock Purchase Plan.
F2 Fully vested.
F3 750 shares vest on 7/5/19; the remaining 2,250 shares vest 1/36th per month thereafter.
F4 233 shares vest on 10/17/19; the remaining 699 shares vest 1/36th per month thereafter.
F5 750 shares vest on 8/12/20; the remaining 2,250 shares vest 1/36th per month thereafter.
F6 2,500 shares vest on 8/12/21; the remaining 7,500 shares vest 1/36th per month thereafter.
F7 280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter.
F8 325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter.
F9 301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter.
F10 952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter.
F11 3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter.