Allan Goldstein - Aug 2, 2021 Form 4 Insider Report for REGENERX BIOPHARMACEUTICALS INC (RGRX)

Role
Director
Signature
/s/ Andrew Nick as Attorney-in-Fact for Allan Goldstein, Ph.D. pursuant to Power of Attorney previously filed.
Stock symbol
RGRX
Transactions as of
Aug 2, 2021
Transactions value $
$0
Form type
4
Date filed
8/4/2021, 04:10 PM
Previous filing
Jul 6, 2021
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RGRX Common Stock 1.64M Aug 2, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RGRX Stock Option (right to buy) Award $0 +480K $0.00 480K Aug 2, 2021 Common Stock 480K $0.28 Direct F4
holding RGRX Stock Option (right to buy) 250K Aug 2, 2021 Common Stock 250K $0.36 Direct F1
holding RGRX Stock Option (right to buy) 200K Aug 2, 2021 Common Stock 200K $0.64 Direct F1
holding RGRX Stock Option (right to buy) 150K Aug 2, 2021 Common Stock 150K $0.28 Direct F1
holding RGRX Stock Option (right to buy) 250K Aug 2, 2021 Common Stock 250K $0.21 Direct F1
holding RGRX Stock Option (right to buy) 410K Aug 2, 2021 Common Stock 410K $0.21 Direct F2
holding RGRX Stock Option (right to buy) 400K Aug 2, 2021 Common Stock 400K $0.30 Direct F3
holding RGRX Convertible Promissory Note (right to buy) $2.5K Aug 2, 2021 Common Stock 20.8K $0.12 Direct
holding RGRX Convertible Promissory Note (right to buy) $2.5K Aug 2, 2021 Common Stock 20.8K $0.12 Direct
holding RGRX Convertible Promissory Note (right to buy) $5K Aug 2, 2021 Common Stock 13.9K $0.36 Direct
holding RGRX Common Stock Warrant (right to buy) 15.6K Aug 2, 2021 Common Stock 15.6K $0.18 Direct
holding RGRX Common Stock Warrant (right to buy) 15.6K Aug 2, 2021 Common Stock 15.6K $0.18 Direct
holding RGRX Common Stock Warrant (right to buy) 10.4K Aug 2, 2021 Common Stock 10.4K $0.45 Direct
holding RGRX Series A Common Stock Warrant (right to buy) 93.8K Aug 2, 2021 Common Stock 93.8K $0.24 Direct
holding RGRX Series B Common Stock Warrant (right to buy) 93.8K Aug 2, 2021 Common Stock 93.8K $0.28 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100% vested.
F2 102,500 shares vest on each of 5/15/19, 5/15/20, 5/15/21 and 5/15/22.
F3 100,000 shares vest on each of 6/10/20, 6/10/21, 6/10/22 and 6/10/23.
F4 120,000 shares vest on each of 8/2/21, 8/2/22, 8/2/23 and 8/2/24.