Allan Goldstein - Jun 30, 2021 Form 4 Insider Report for REGENERX BIOPHARMACEUTICALS INC (RGRX)

Role
Director
Signature
/s/ Andrew Nick as Attorney-in-Fact for Allan Goldstein, Ph.D. pursuant to Power of Attorney previously filed.
Stock symbol
RGRX
Transactions as of
Jun 30, 2021
Transactions value $
$25,000
Form type
4
Date filed
7/6/2021, 04:34 PM
Next filing
Aug 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGRX Common Stock Purchase $25K +125K +8.26% $0.20* 1.64M Jun 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RGRX Series A Common Stock Warrant (right to buy) Purchase $0 +93.8K $0.00 93.8K Jun 30, 2021 Common Stock 93.8K $0.24 Direct
transaction RGRX Series B Common Stock Warrant (right to buy) Purchase $0 +93.8K $0.00 93.8K Jun 30, 2021 Common Stock 93.8K $0.28 Direct
holding RGRX Stock Option (right to buy) 250K Jun 30, 2021 Common Stock 250K $0.36 Direct F1
holding RGRX Stock Option (right to buy) 200K Jun 30, 2021 Common Stock 200K $0.64 Direct F1
holding RGRX Stock Option (right to buy) 150K Jun 30, 2021 Common Stock 150K $0.28 Direct F1
holding RGRX Stock Option (right to buy) 250K Jun 30, 2021 Common Stock 250K $0.21 Direct F2
holding RGRX Stock Option (right to buy) 410K Jun 30, 2021 Common Stock 410K $0.21 Direct F3
holding RGRX Stock Option (right to buy) 400K Jun 30, 2021 Common Stock 400K $0.30 Direct F4
holding RGRX Convertible Promissory Note (right to buy) $2.5K Jun 30, 2021 Common Stock 20.8K $0.12 Direct
holding RGRX Convertible Promissory Note (right to buy) $2.5K Jun 30, 2021 Common Stock 20.8K $0.12 Direct
holding RGRX Convertible Promissory Note (right to buy) $5K Jun 30, 2021 Common Stock 13.9K $0.36 Direct
holding RGRX Common Stock Warrant (right to buy) 15.6K Jun 30, 2021 Common Stock 15.6K $0.18 Direct
holding RGRX Common Stock Warrant (right to buy) 15.6K Jun 30, 2021 Common Stock 15.6K $0.18 Direct
holding RGRX Common Stock Warrant (right to buy) 10.4K Jun 30, 2021 Common Stock 10.4K $0.45 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100% vested.
F2 62,500 shares vest on each of 7/17/18, 7/17/19, 7/17/20 and 7/17/21.
F3 102,500 shares vest on each of 5/15/19, 5/15/20, 5/15/21 and 5/15/22.
F4 100,000 shares vest on each of 6/10/20, 6/10/21, 6/10/22 and 6/10/23.