SEAN M. OCONNOR - 12 Oct 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
CEO/President, Director
Signature
Sean M. O'Connor
Issuer symbol
SNEX
Transactions as of
12 Oct 2021
Net transactions value
-$158,074
Form type
4
Filing time
14 Oct 2021, 16:46:49 UTC
Previous filing
12 Oct 2021
Next filing
18 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $79,518 +3,069 +0.86% $25.91 360,282 12 Oct 2021 Direct F1
transaction SNEX Common Stock Sale $150,134 -2,200 -0.61% $68.24 358,082 12 Oct 2021 Direct F1, F2
transaction SNEX Common Stock Options Exercise $99,106 +3,825 +1.1% $25.91 361,907 13 Oct 2021 Direct F1
transaction SNEX Common Stock Sale $186,564 -2,746 -0.76% $67.94 359,161 13 Oct 2021 Direct F1, F2
holding SNEX Common Stock 61,290 12 Oct 2021 By Trust
holding SNEX Common Stock 780,434 12 Oct 2021 Darseaker Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -3,069 -1.5% $0.000000 208,306 12 Oct 2021 Common 3,069 $25.91 Direct F1
transaction SNEX Stock Options Options Exercise $0 -3,825 -1.8% $0.000000 204,481 13 Oct 2021 Common 3,825 $25.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
F2 The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.