Sean M. Oconnor - Oct 7, 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
CEO/President, Director
Signature
Sean M. O'Connor
Stock symbol
SNEX
Transactions as of
Oct 7, 2021
Transactions value $
-$371,031
Form type
4
Date filed
10/12/2021, 04:13 PM
Previous filing
Oct 7, 2021
Next filing
Oct 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $203K +7.85K +2.23% $25.91 361K Oct 7, 2021 Direct F1
transaction SNEX Common Stock Sale -$387K -5.61K -1.56% $69.08 355K Oct 7, 2021 Direct F1, F2
transaction SNEX Common Stock Options Exercise $110K +4.25K +1.2% $25.91 359K Oct 8, 2021 Direct F1
transaction SNEX Common Stock Sale -$211K -3.03K -0.84% $69.60 356K Oct 8, 2021 Direct F1, F2
transaction SNEX Common Stock Options Exercise $95.9K +3.7K +1.04% $25.91 360K Oct 11, 2021 Direct F1
transaction SNEX Common Stock Sale -$182K -2.65K -0.74% $68.66 357K Oct 11, 2021 Direct F1, F2
holding SNEX Common Stock 61.3K Oct 7, 2021 By Trust
holding SNEX Common Stock 780K Oct 7, 2021 Darseaker Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -7.85K -3.46% $0.00 219K Oct 7, 2021 Common 7.85K $25.91 Direct F1
transaction SNEX Stock Options Options Exercise $0 -4.25K -1.94% $0.00 215K Oct 8, 2021 Common 4.25K $25.91 Direct F1
transaction SNEX Stock Options Options Exercise $0 -3.7K -1.72% $0.00 211K Oct 11, 2021 Common 3.7K $25.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
F2 The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.