Philip Andrew Smith - May 20, 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role: CEO - subsidiary entity
Signature: Philip Andrew Smith
Stock symbol: SNEX
Transactions as of: May 20, 2021
Transactions value $: -$177,493
Form type: 4
Date filed: 5/24/2021, 05:18 PM
Previous filing: May 20, 2021
Next filing: Jul 29, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SNEX	Common	Options Exercise	$39.8K	+1.54K	+1.17%	$25.91	133K	May 20, 2021	Direct	F1
transaction	SNEX	Common	Sale	-$108K	-1.54K	-1.16%	$70.25	131K	May 20, 2021	Direct	F1
transaction	SNEX	Common	Options Exercise	$63.9K	+2.47K	+1.87%	$25.91	134K	May 21, 2021	Direct	F1
transaction	SNEX	Common	Sale	-$173K	-2.47K	-1.84%	$70.25	131K	May 21, 2021	Direct	F1

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SNEX	Stock Options	Options Exercise	$0	-1.54K	-1.07%	$0.00	142K	May 20, 2021	Common Stock	1.54K	$25.91	Direct	F1
transaction	SNEX	Stock Options	Options Exercise	$0	-2.47K	-1.73%	$0.00	140K	May 21, 2021	Common Stock	2.47K	$25.91	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.