Philip Andrew Smith - 20 May 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
CEO - subsidiary entity
Signature
Philip Andrew Smith
Issuer symbol
SNEX
Transactions as of
20 May 2021
Net transactions value
-$177,493
Form type
4
Filing time
24 May 2021, 17:18:13 UTC
Previous filing
20 May 2021
Next filing
29 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Options Exercise $39,850 +1,538 +1.2% $25.91 133,010 20 May 2021 Direct F1
transaction SNEX Common Sale $108,044 -1,538 -1.2% $70.25 131,472 20 May 2021 Direct F1
transaction SNEX Common Options Exercise $63,868 +2,465 +1.9% $25.91 133,937 21 May 2021 Direct F1
transaction SNEX Common Sale $173,166 -2,465 -1.8% $70.25 131,472 21 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -1,538 -1.1% $0.000000 142,465 20 May 2021 Common Stock 1,538 $25.91 Direct F1
transaction SNEX Stock Options Options Exercise $0 -2,465 -1.7% $0.000000 140,000 21 May 2021 Common Stock 2,465 $25.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.