Philip Andrew Smith - 18 May 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role: CEO - subsidiary entity
Signature: Philip Andrew Smith
Issuer symbol: SNEX
Transactions as of: 18 May 2021
Net transactions value: -$709,425
Form type: 4
Filing time: 20 May 2021, 17:32:53 UTC
Next filing: 24 May 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SNEX	Common	Options Exercise	$406,062	+15,672	+12%	$25.91	147,144	18 May 2021	Direct	F1
transaction	SNEX	Common	Sale	$1,101,076	-15,672	-11%	$70.26	131,472	18 May 2021	Direct	F1, F2
transaction	SNEX	Common	Options Exercise	$8,421	+325	+0.25%	$25.91	131,797	19 May 2021	Direct	F1
transaction	SNEX	Common	Sale	$22,831	-325	-0.25%	$70.25	131,472	19 May 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SNEX	Stock Options	Options Exercise	$0	-15,672	-9.8%	$0.000000	144,328	18 May 2021	Common Stock	15,672	$25.91	Direct	F1
transaction	SNEX	Stock Options	Options Exercise	$0	-325	-0.23%	$0.000000	144,003	19 May 2021	Common Stock	325	$25.91	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
F2	The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.