Sean M. Oconnor - Sep 30, 2020 Form 5 Insider Report for StoneX Group Inc. (SNEX)

Role
CEO/President, Director
Signature
Sean M. O'Connor
Stock symbol
SNEX
Transactions as of
Sep 30, 2020
Transactions value $
-$913
Form type
5
Date filed
5/20/2021, 09:34 PM
Next filing
May 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $907 +35 +0.01% $25.91 325K May 14, 2021 Direct F1
transaction SNEX Common Stock Sale -$1.82K -26 -0.01% $70.00 325K May 14, 2021 Direct F1
holding SNEX Common Stock 61.3K Sep 30, 2020 By Trust
holding SNEX Common Stock 780K Sep 30, 2020 Darseaker Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -35 -0.01% $0.00 326K May 14, 2021 Common 35 $25.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.