Sean Michael Oconnor - 12 May 2021 Form 4 Insider Report for StoneX Group Inc. (SNEX)

Role
CEO/President, Director
Signature
Sean M. O'Connor
Issuer symbol
SNEX
Transactions as of
12 May 2021
Net transactions value
-$281,309
Form type
4
Filing time
14 May 2021, 16:31:19 UTC
Previous filing
20 May 2021
Next filing
20 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $403,781 +15,584 +4.9% $25.91 336,529 12 May 2021 Direct F1
transaction SNEX Common Stock Sale $685,090 -9,787 -2.9% $70.00 326,742 12 May 2021 Direct F1
holding SNEX Common Stock 61,290 12 May 2021 By Trust
holding SNEX Common Stock 780,434 12 May 2021 Darseaker Limited

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -15,584 -4.6% $0.000000 324,416 12 May 2021 Common 15,584 $25.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.