Sean M. Oconnor - May 12, 2021 Form 4/A - Amendment Insider Report for StoneX Group Inc. (SNEX)

Role
CEO/President, Director
Signature
Sean M. O'Connor
Stock symbol
SNEX
Transactions as of
May 12, 2021
Transactions value $
-$328,646
Form type
4/A - Amendment
Date filed
5/20/2021, 09:34 PM
Date Of Original Report
May 12, 2021
Previous filing
May 20, 2021
Next filing
May 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $356K +13.8K +4.29% $25.91 335K May 12, 2021 Direct F1, F2
transaction SNEX Common Stock Sale -$685K -9.79K -2.92% $70.00 325K May 12, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -13.8K -4.05% $0.00 326K May 12, 2021 Common 13.8K $25.91 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
F2 Amendment filed to correct the number of options exercised.
F3 Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised.