Sean Michael Oconnor - 12 May 2021 Form 4/A - Amendment Insider Report for StoneX Group Inc. (SNEX)

Role
CEO/President, Director
Signature
Sean M. O'Connor
Issuer symbol
SNEX
Transactions as of
12 May 2021
Net transactions value
-$328,646
Form type
4/A - Amendment
Filing time
20 May 2021, 21:34:34 UTC
Date Of Original Report
12 May 2021
Previous filing
20 May 2021
Next filing
20 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNEX Common Stock Options Exercise $356,444 +13,757 +4.3% $25.91 334,702 12 May 2021 Direct F1, F2
transaction SNEX Common Stock Sale $685,090 -9,787 -2.9% $70.00 324,915 12 May 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNEX Stock Options Options Exercise $0 -13,757 -4% $0.000000 326,243 12 May 2021 Common 13,757 $25.91 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
F2 Amendment filed to correct the number of options exercised.
F3 Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised.