| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Karnawat Sunil Ratilal | Chief Commercial Officer | C/O REZOLUTE, INC., 275 SHORELINE DRIVE, SUITE 500, REDWOOD CITY | /s/ Sunil Patilal Karnawat | 27 Aug 2025 | 0002083506 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RZLT | Common Shares | Award | $0 | +25,000 | +1024% | $0.000000 | 27,442 | 18 Aug 2025 | Direct | F1 |
| holding | RZLT | Common Shares | 8,000 | 18 Aug 2025 | Held in Imdividual Retirement Account | ||||||
| holding | RZLT | Common Shares | 1,898 | 18 Aug 2025 | Held in Heath Savings Account |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RZLT | Employee Stock Option (Right to Buy) | Award | $0 | +275,000 | $0.000000 | 275,000 | 18 Aug 2025 | Common Shares | 275,000 | $6.55 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Represents grant of restricted stock units which vest as follows: 1/4 on September 1, 2026; 1/4 on September 1, 2027; 1/4 on September 1, 2028; and 1/4 on September 1, 2029. |
| F2 | The options shall vest and become exercisable as follows: One fourth (1/4) of such Options shall vest on the one-year anniversary of the grant date and one thirty-sixth (1/36) of the remaining Options shall vest on the same day of each month thereafter until the Option is 100% vested. The unvested portion of the Option will not be exercisable on or after the Reporting Person's termination of continuous service. |