Daron Evans - Jun 10, 2025 Form 4 Insider Report for Rezolute, Inc. (RZLT)

Role
CFO
Signature
/s/ Daron Evans
Stock symbol
RZLT
Transactions as of
Jun 10, 2025
Transactions value $
$0
Form type
4
Date filed
6/12/2025, 09:29 PM
Previous filing
Mar 28, 2025
Next filing
Jun 24, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Evans Daron CFO C/O REZOLUTE, INC., 275 SHORELINE DRIVE, SUITE 500, REDWOOD CITY /s/ Daron Evans 2025-06-12 0001411726

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RZLT Common Shares Award $0 +26K +10.93% $0.00 264K Jun 10, 2025 Direct F1
holding RZLT Common Shares 23K Jun 10, 2025 Minor child #1
holding RZLT Common Shares 20K Jun 10, 2025 Held by spouse
holding RZLT Common Shares 4.5K Jun 10, 2025 Held by minor child #2
holding RZLT Common Shares 4.5K Jun 10, 2025 Held by minor child #3
holding RZLT Common Shares 40K Jun 10, 2025 Held by PoC Capital LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RZLT Employee Stock Option (Right to Buy) Award $0 +15K $0.00 15K Jun 10, 2025 Common Shares 15K $4.39 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents grant of restricted stock units which vest as follows: 1/3 on July 1, 2026; 1/3 on July 1, 2027; and 1/3 on July 1, 2028.
F2 PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3 The options vest as follows: 1/36th monthly beginning on July 10, 2025.