Daron Evans - 16 Feb 2025 Form 4 Insider Report for Rezolute, Inc. (RZLT)

Role
CFO
Signature
/s/ Daron Evans
Issuer symbol
RZLT
Transactions as of
16 Feb 2025
Net transactions value
$0
Form type
4
Filing time
19 Feb 2025, 21:29:02 UTC
Previous filing
18 Dec 2024
Next filing
28 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RZLT Common Shares Award $0 +77,000 +51% $0.000000 227,900 16 Feb 2025 Direct F1
holding RZLT Common Shares 40,000 16 Feb 2025 Held by PoC Capital, LLC F2
holding RZLT Common Shares 20,000 16 Feb 2025 Held by spouse
holding RZLT Common Shares 13,000 16 Feb 2025 Held by minor child #1
holding RZLT Common Shares 4,500 16 Feb 2025 Held by minor child #2
holding RZLT Common Shares 4,500 16 Feb 2025 Held by minor child #3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RZLT Employee Stock Option (Right to Buy) Award $0 +45,000 $0.000000 45,000 16 Feb 2025 Common Shares 45,000 $4.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents grant of restricted stock units which vest as follows: 1/3 on March 1, 2026; 1/3 on March 1, 2027; and 1/3 on March 1, 2028.
F2 PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3 The options vest as follows: 1/36th monthly beginning on March 16, 2025.