Brian Kenneth Roberts - 16 Feb 2025 Form 4 Insider Report for Rezolute, Inc. (RZLT)

Role
Chief Medical Officer
Signature
/s/ Brian Kenneth Roberts
Issuer symbol
RZLT
Transactions as of
16 Feb 2025
Net transactions value
$0
Form type
4
Filing time
19 Feb 2025, 20:58:43 UTC
Previous filing
14 Jun 2024
Next filing
12 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RZLT Common Shares Award $0 +77,000 +142% $0.000000 131,352 16 Feb 2025 Direct F1
holding RZLT Common Shares 13,000 16 Feb 2025 Held in IRA
holding RZLT Common Shares 1,376 16 Feb 2025 Held by minor child

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RZLT Employee Stock Option (Right to Buy) Award $0 +45,000 $0.000000 45,000 16 Feb 2025 Common Shares 45,000 $4.61 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents grant of restricted stock units which vest as follows: 1/3 on March 1, 2026; 1/3 on March 1, 2027; and 1/3 on March 1, 2028.
F2 The options vest as follows: 1/36th monthly beginning on March 16, 2025.