John Prentiss Havens - 12 Nov 2024 Form 3 Insider Report for Alpha Cognition Inc. (ACOG)

Role
Director
Signature
/s/ Havens John Prentiss
Issuer symbol
ACOG
Transactions as of
12 Nov 2024
Net transactions value
$0
Form type
3
Filing time
12 Nov 2024, 19:03:36 UTC
Next filing
15 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ACOG Common Shares 268,925 12 Nov 2024 Direct
holding ACOG Common Shares 10,000 12 Nov 2024 by John P Havens Trust No. 2 UA/2/1/2002
holding ACOG Common Shares 1,080 12 Nov 2024 by John P. Havens, Jr. F1
holding ACOG Common Shares 1,235 12 Nov 2024 by Mallette Havens F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ACOG Common Share Options 12 Nov 2024 Common Shares 9,600 $5.21 Direct F2, F3
holding ACOG Common Share Options 12 Nov 2024 Common Shares 4,000 $5.21 Direct F2, F3
holding ACOG Common Share Options 12 Nov 2024 Common Shares 16,000 $4.12 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2 Options are fully vested.
F3 Converted from Canadian exercise price of C$7.00 at C$1.3439=USD$1.00.
F4 12.5% vested on June 8, 2023, and the remaining 87.5% vests in equal monthly installments until January 30, 2026.
F5 Converted from Canadian exercise price of C$5.50 at C$1.3358=USD$1.00.