Lauren D'Angelo - 12 Nov 2024 Form 3 Insider Report for Alpha Cognition Inc. (ACOG)

Role
Chief Operating Officer
Signature
/s/ D'Angelo Lauren
Issuer symbol
ACOG
Transactions as of
12 Nov 2024
Net transactions value
$0
Form type
3
Filing time
12 Nov 2024, 19:00:06 UTC
Next filing
27 Feb 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ACOG Common Share Options 12 Nov 2024 Common Shares 24,000 $5.21 Direct F1, F2
holding ACOG Common Share Options 12 Nov 2024 Common Shares 6,000 $5.21 Direct F2, F3
holding ACOG Common Share Options 12 Nov 2024 Common Shares 158,000 $4.12 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options are fully vested.
F2 Converted from Canadian exercise price of C$7.00 at C$1.3439=USD$1.00.
F3 Options vest equally over 24 months, commencing on January 31, 2023.
F4 12.5% vested on June 8, 2023, and the remaining 87.5% vests in equal monthly installments until January 30, 2026.
F5 Converted from Canadian exercise price of C$5.50 at C$1.3358=USD$1.00.