Rajeev Kumar Baskhi - 12 Nov 2024 Form 3 Insider Report for Alpha Cognition Inc. (ACOG)

Role
Director
Signature
/s/ Bakshi Rajeev Kumar
Issuer symbol
ACOG
Transactions as of
12 Nov 2024
Net transactions value
$0
Form type
3
Filing time
12 Nov 2024, 18:47:10 UTC
Next filing
27 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ACOG Common Shares 5,042 12 Nov 2024 Direct
holding ACOG Common Shares 6,801 12 Nov 2024 By Vincorp Holdings Ltd. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ACOG Common Share Options 12 Nov 2024 Common Shares 8,000 $5.21 Direct F2, F3
holding ACOG Common Share Options 12 Nov 2024 Common Shares 4,000 $5.21 Direct F2, F3
holding ACOG Common Share Options 12 Nov 2024 Common Shares 13,200 $4.12 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2 Options are fully vested.
F3 Converted from Canadian exercise price of C$7.00 at C$1.3439=USD$1.00.
F4 12.5% vested on June 8, 2023, and the remaining 87.5% vests in equal monthly installments on the 30th day of each month until January 30, 2026.
F5 Converted from Canadian exercise price of C$5.50 at C$1.3358=USD$1.00.