Bakshi Rajeev Kumar - Nov 12, 2024 Form 3 Insider Report for Alpha Cognition Inc. (ACOG)

Role
Director
Signature
/s/ Bakshi Rajeev Kumar
Stock symbol
ACOG
Transactions as of
Nov 12, 2024
Transactions value $
$0
Form type
3
Date filed
11/12/2024, 06:47 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ACOG Common Shares 5.04K Nov 12, 2024 Direct
holding ACOG Common Shares 6.8K Nov 12, 2024 By Vincorp Holdings Ltd. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ACOG Common Share Options Nov 12, 2024 Common Shares 8K $5.21 Direct F2, F3
holding ACOG Common Share Options Nov 12, 2024 Common Shares 4K $5.21 Direct F2, F3
holding ACOG Common Share Options Nov 12, 2024 Common Shares 13.2K $4.12 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2 Options are fully vested.
F3 Converted from Canadian exercise price of C$7.00 at C$1.3439=USD$1.00.
F4 12.5% vested on June 8, 2023, and the remaining 87.5% vests in equal monthly installments on the 30th day of each month until January 30, 2026.
F5 Converted from Canadian exercise price of C$5.50 at C$1.3358=USD$1.00.