Young-Jin Kim - 22 Jul 2022 Form 4 Insider Report for Rezolute, Inc. (RZLT)

Role: Director
Signature: /s/ Young-Jin Kim
Issuer symbol: RZLT
Transactions as of: 22 Jul 2022
Net transactions value: +$369,858
Form type: 4
Filing time: 14 Mar 2024, 10:35:58 UTC
Previous filing: 28 Jun 2022
Next filing: 19 Feb 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RZLT	Common Shares	Purchase	$299,999	+78,947		$3.80^*	78,947	22 Jul 2022	Direct
transaction	RZLT	Common Shares	Purchase	$69,859	+36,503	+46%	$1.91	115,450	07 Mar 2024	Direct	F1
holding	RZLT	Common Shares						5,942,617	22 Jul 2022	Held by Handok, Inc.	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.8969 to $1.9533, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2	The reporting person disclaims beneficial ownership of the securities held by Handok, Inc., except to the extent of his pecuniary interest therein, if any.

Content

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.8969 to $1.9533, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

The reporting person disclaims beneficial ownership of the securities held by Handok, Inc., except to the extent of his pecuniary interest therein, if any.