John Thomas Adams - Jan 14, 2024 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYSE:NYCB)

Role
SEVP Dir. Multi-Family Lending
Signature
Jan M. Klym, By Power of Attorney
Stock symbol
NYSE:NYCB
Transactions as of
Jan 14, 2024
Transactions value $
$0
Form type
4
Date filed
1/16/2024, 04:12 PM
Previous filing
Apr 17, 2023
Next filing
Feb 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYSE:NYCB Common Stock Tax liability $0 -4.2K -3.81% $0.00 106K Jan 14, 2024 Direct F1, F2
holding NYSE:NYCB Common Stock 40.1K Jan 14, 2024 By 401(k)
holding NYSE:NYCB Common Stock 5K Jan 14, 2024 By Stock Award VI F3
holding NYSE:NYCB Common Stock 3.75K Jan 14, 2024 By Stock Award VII F4
holding NYSE:NYCB Common Stock 9.91K Jan 14, 2024 By Stock Award VIII F5
holding NYSE:NYCB Common Stock 23.5K Jan 14, 2024 By Stock Award (032423) F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.
F3 The remaining 5,000 shares, granted under Stock Award VI on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 14, 2025.
F4 The remaining 3,753 shares, granted under Stock Award VII on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024.
F5 The remaining 9910 shares granted under Stock Award VIII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in two approximately equal annual installments commencing on April 13, 2024.
F6 These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal annual installments commencing on March 24, 2024.