John Thomas Adams - Apr 13, 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
SEVP Dir. Multi-Family Lending
Signature
/s/ Jan M. Klym, Power of Attorney
Stock symbol
NYCB
Transactions as of
Apr 13, 2023
Transactions value $
$0
Form type
4
Date filed
4/17/2023, 11:49 AM
Previous filing
Mar 27, 2023
Next filing
Jan 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability $0 -1.98K -1.89% $0.00 103K Apr 13, 2023 Direct F1, F2
holding NYCB Common Stock 40.1K Apr 13, 2023 By 401(k)
holding NYCB Common Stock 2.4K Apr 13, 2023 By Stock Award V F3
holding NYCB Common Stock 10K Apr 13, 2023 By Stock Award VI F4
holding NYCB Common Stock 3.75K Apr 13, 2023 By Stock Award VII F5
holding NYCB Common Stock 9.91K Apr 13, 2023 By Stock Award VIII F6
holding NYCB Common Stock 23.5K Apr 13, 2023 By Stock Award (032423) F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.
F3 The remaining 2,400 shares, granted under Stock Award V on January 14, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 14, 2024.
F4 The remaining 10,000 shares, granted under Stock Award VI on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 14, 2024.
F5 The remaining 3,753 shares, granted under Stock Award VII on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on February 26, 2024.
F6 The remaining 9910 shares granted under Stock Award VIII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in two approximately equal annual installments commencing on April 13, 2024.
F7 These shares were granted under Stock Award (032423) on March 24, 2023 pursuant to Issuer's 2020 Omnibus Incentive Plan, and will vest in three equal annual installments commencing on March 24, 2024.