ALISON MOORE - 10 Oct 2024 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role
Chief Technical Officer
Signature
/s/ Georgia Erbez, as Attorney-in-Fact for Alison Moore
Issuer symbol
CDXS
Transactions as of
10 Oct 2024
Net transactions value
$0
Form type
4
Filing time
10 Oct 2024, 18:20:44 UTC
Previous filing
13 Jun 2024
Next filing
22 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXS Common Stock Award $0 +50,000 +51% $0.000000 148,696 10 Oct 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDXS Stock Option (Right to Buy) Award $0 +300,000 $0.000000 300,000 10 Oct 2024 Common Stock 300,000 $2.97 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units vest as to 1/3rd of the shares on each annual anniversary of the grant date, subject to the Reporting Person's continued employment through the applicable vesting dates.
F2 This option vests and becomes exercisable with respect to 25% of the shares subject thereto on the first anniversary of September 30, 2024, and with respect to 1/48th of the original number of shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person's continued employment through the applicable vesting dates.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney