Sriram Ryali - 01 Jan 2024 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role: Chief Financial Officer
Signature: /s/ Sriram Ryali
Issuer symbol: CDXS
Transactions as of: 01 Jan 2024
Net transactions value: $0
Form type: 4
Filing time: 02 Jan 2024, 21:24:26 UTC
Previous filing: 12 Sep 2023
Next filing: 10 Jan 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CDXS	Common Stock	Award	$0	+52,350	+42%	$0.000000	175,791	01 Jan 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CDXS	Stock Option (Right to Buy)	Award	$0	+314,125		$0.000000	314,125	01 Jan 2024	Common Stock	314,125	$3.05	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These restricted stock units vest as to 1/3rd of the shares on each annual anniversary of the grant date, subject to the Reporting Person's continued employment through the applicable vesting dates.
F2	This option vests and becomes exercisable with respect to 1/3rd of the shares subject thereto on the first anniversary of the grant date, and with respect to 1/36th of the original number of shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person's continued employment through the applicable vesting dates.