Alexander Edward Kuta III - 27 Jul 2022 Form 4 Insider Report for uniQure N.V. (QURE)

Role: Executive VP, Operations
Signature: /s/ Christian Klemt, Attorney-in-Fact
Issuer symbol: QURE
Transactions as of: 27 Jul 2022
Net transactions value: -$743,538
Form type: 4
Filing time: 29 Jul 2022, 13:39:17 UTC
Previous filing: 25 Jul 2022
Next filing: 23 Sep 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	QURE	Ordinary Shares	Options Exercise	$55,245	+10,404	+11%	$5.31	105,600	27 Jul 2022	Direct	F1
transaction	QURE	Ordinary Shares	Sale	$260,100	-10,404	-9.9%	$25.00	95,196	27 Jul 2022	Direct	F1
transaction	QURE	Ordinary Shares	Options Exercise	$145,271	+27,358	+29%	$5.31	122,554	28 Jul 2022	Direct	F1
transaction	QURE	Ordinary Shares	Sale	$673,800	-26,952	-22%	$25.00	95,602	28 Jul 2022	Direct	F1
transaction	QURE	Ordinary Shares	Sale	$10,154	-406	-0.42%	$25.01	95,196	28 Jul 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	QURE	Stock Option (Right to Buy)	Options Exercise	$0	-10,404	-28%	$0.000000	27,358	27 Jul 2022	Ordinary Shares	10,404	$5.31	Direct	F1, F2
transaction	QURE	Stock Option (Right to Buy)	Options Exercise	$0	-27,358	-100%	$0.000000^*	0	28 Jul 2022	Ordinary Shares	27,358	$5.31	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2	The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.