Alexander Edward Kuta III - 21 Jul 2022 Form 4 Insider Report for uniQure N.V. (QURE)

Role
Executive VP, Operations
Signature
/s/ Christian Klemt, Attorney-in-Fact
Issuer symbol
QURE
Transactions as of
21 Jul 2022
Net transactions value
-$122,826
Form type
4
Filing time
25 Jul 2022, 15:19:58 UTC
Previous filing
02 Mar 2022
Next filing
29 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QURE Ordinary Shares Options Exercise $3,159 +595 +0.63% $5.31 95,791 21 Jul 2022 Direct F1, F3
transaction QURE Ordinary Shares Sale $14,875 -595 -0.62% $25.00 95,196 21 Jul 2022 Direct F1
transaction QURE Ordinary Shares Options Exercise $29,964 +5,643 +5.9% $5.31 100,839 22 Jul 2022 Direct F1
transaction QURE Ordinary Shares Sale $141,075 -5,643 -5.6% $25.00 95,196 22 Jul 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QURE Stock Option (Right to Buy) Options Exercise $0 -595 -1.4% $0.000000 43,405 21 Jul 2022 Ordinary Shares 595 $5.31 Direct F1, F2
transaction QURE Stock Option (Right to Buy) Options Exercise $0 -5,643 -13% $0.000000 37,762 22 Jul 2022 Ordinary Shares 5,643 $5.31 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2 The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.
F3 Adjusted to correct a typographical error on the Reporting Person's last Form 4, pursuant to which the number of Ordinary Shares held after the reported transaction was inadvertently under-reported by 40 shares.