Alexander Edward Kuta III - Jul 21, 2022 Form 4 Insider Report for uniQure N.V. (QURE)

Role
Executive VP, Operations
Signature
/s/ Christian Klemt, Attorney-in-Fact
Stock symbol
QURE
Transactions as of
Jul 21, 2022
Transactions value $
-$122,826
Form type
4
Date filed
7/25/2022, 03:19 PM
Previous filing
Mar 2, 2022
Next filing
Jul 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QURE Ordinary Shares Options Exercise $3.16K +595 +0.63% $5.31 95.8K Jul 21, 2022 Direct F1, F3
transaction QURE Ordinary Shares Sale -$14.9K -595 -0.62% $25.00 95.2K Jul 21, 2022 Direct F1
transaction QURE Ordinary Shares Options Exercise $30K +5.64K +5.93% $5.31 101K Jul 22, 2022 Direct F1
transaction QURE Ordinary Shares Sale -$141K -5.64K -5.6% $25.00 95.2K Jul 22, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QURE Stock Option (Right to Buy) Options Exercise $0 -595 -1.35% $0.00 43.4K Jul 21, 2022 Ordinary Shares 595 $5.31 Direct F1, F2
transaction QURE Stock Option (Right to Buy) Options Exercise $0 -5.64K -13% $0.00 37.8K Jul 22, 2022 Ordinary Shares 5.64K $5.31 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2 The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.
F3 Adjusted to correct a typographical error on the Reporting Person's last Form 4, pursuant to which the number of Ordinary Shares held after the reported transaction was inadvertently under-reported by 40 shares.