Alexander Edward Kuta III - 15 Dec 2021 Form 4 Insider Report for uniQure N.V. (QURE)

Role
Executive VP, Operations
Signature
/s/ Christian Klemt, Attorney-in-Fact
Issuer symbol
QURE
Transactions as of
15 Dec 2021
Net transactions value
-$135,540
Form type
4
Filing time
15 Dec 2021, 12:24:53 UTC
Previous filing
16 Nov 2021
Next filing
28 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QURE Ordinary Shares Options Exercise $31,860 +6,000 +9% $5.31 72,642 15 Dec 2021 Direct F1
transaction QURE Ordinary Shares Sale $167,400 -6,000 -8.3% $27.90 66,642 15 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QURE Stock Option (Right to Buy) Options Exercise $0 -6,000 -12% $0.000000 44,000 15 Dec 2021 Ordinary Shares 6,000 $5.31 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2 The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.