Alexander Edward Kuta III - Nov 15, 2021 Form 4 Insider Report for uniQure N.V. (QURE)

Role
Executive VP, Operations
Signature
/s/ Christian Klemt, Attorney-in-Fact
Stock symbol
QURE
Transactions as of
Nov 15, 2021
Transactions value $
-$159,000
Form type
4
Date filed
11/16/2021, 10:16 AM
Previous filing
Oct 18, 2021
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QURE Ordinary Shares Options Exercise $31.9K +6K +9% $5.31 72.6K Nov 15, 2021 Direct F1
transaction QURE Ordinary Shares Sale -$191K -6K -8.26% $31.81 66.6K Nov 15, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QURE Stock Option (Right to Buy) Options Exercise $0 -6K -10.71% $0.00 50K Nov 15, 2021 Ordinary Shares 6K $5.31 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2 The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.