Richard P. Schifter - Dec 22, 2023 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Stock symbol
LPLA
Transactions as of
Dec 22, 2023
Transactions value $
$0
Form type
4
Date filed
12/26/2023, 04:15 PM
Previous filing
Nov 29, 2023
Next filing
Mar 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Gift $0 -148 -0.35% $0.00 42K Dec 22, 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.35% $0.00 41.9K Dec 22, 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.35% $0.00 41.7K Dec 22, 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.35% $0.00 41.6K Dec 22, 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.00 41.4K Dec 22, 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.00 41.3K Dec 22, 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.00 41.1K Dec 22, 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.00 41K Dec 22, 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.00 40.8K Dec 22, 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.00 40.7K Dec 22, 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.00 40.5K Dec 22, 2023 Direct F1
holding LPLA Common Stock 148 Dec 22, 2023 By Co-Trustee of Grandchild's Trust #1
holding LPLA Common Stock 148 Dec 22, 2023 By Co-Trustee of Grandchild's Trust #2
holding LPLA Common Stock 148 Dec 22, 2023 By Co-Trustee of Grandchild's Trust #3
holding LPLA Common Stock 148 Dec 22, 2023 By Co-Trustee of Grandchild's Trust #4
holding LPLA Common Stock 148 Dec 22, 2023 By Co-Trustee of Grandchild's Trust #5
holding LPLA Common Stock 148 Dec 22, 2023 By Co-Trustee of Grandchild's Trust #6
holding LPLA Common Stock 148 Dec 22, 2023 By Co-Trustee of Grandchild's Trust #7
holding LPLA Common Stock 148 Dec 22, 2023 By Co-Trustee of Grandchild's Trust #8
holding LPLA Common Stock 148 Dec 22, 2023 By Co-Trustee of Grandchild's Trust #9
holding LPLA Common Stock 148 Dec 22, 2023 By Co-Trustee of Grandchild's Trust #10
holding LPLA Common Stock 148 Dec 22, 2023 By Co-Trustee of Grandchild's Trust #11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 22, 2023, the reporting person transferred 1,628 shares of LPLA common stock to eleven trusts for the reporting person's grandchildren. The reporting person is a co-trustee of the trusts, and each of the reporting person's grandchildren is the sole beneficiary of their respective trust. The reporting person remains the beneficial owner of the securities held by the trusts.

Remarks:

The signatory is signing on behalf of Richard P. Schifter pursuant to a Power of Attorney dated March 28, 2017.