Richard P. Schifter - 22 Dec 2023 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
22 Dec 2023
Net transactions value
$0
Form type
4
Filing time
26 Dec 2023, 16:15:17 UTC
Previous filing
29 Nov 2023
Next filing
28 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Gift $0 -148 -0.35% $0.000000 42,027 22 Dec 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.35% $0.000000 41,879 22 Dec 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.35% $0.000000 41,731 22 Dec 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.35% $0.000000 41,583 22 Dec 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.000000 41,435 22 Dec 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.000000 41,287 22 Dec 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.000000 41,139 22 Dec 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.000000 40,991 22 Dec 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.000000 40,843 22 Dec 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.000000 40,695 22 Dec 2023 Direct F1
transaction LPLA Common Stock Gift $0 -148 -0.36% $0.000000 40,547 22 Dec 2023 Direct F1
holding LPLA Common Stock 148 22 Dec 2023 By Co-Trustee of Grandchild's Trust #1
holding LPLA Common Stock 148 22 Dec 2023 By Co-Trustee of Grandchild's Trust #2
holding LPLA Common Stock 148 22 Dec 2023 By Co-Trustee of Grandchild's Trust #3
holding LPLA Common Stock 148 22 Dec 2023 By Co-Trustee of Grandchild's Trust #4
holding LPLA Common Stock 148 22 Dec 2023 By Co-Trustee of Grandchild's Trust #5
holding LPLA Common Stock 148 22 Dec 2023 By Co-Trustee of Grandchild's Trust #6
holding LPLA Common Stock 148 22 Dec 2023 By Co-Trustee of Grandchild's Trust #7
holding LPLA Common Stock 148 22 Dec 2023 By Co-Trustee of Grandchild's Trust #8
holding LPLA Common Stock 148 22 Dec 2023 By Co-Trustee of Grandchild's Trust #9
holding LPLA Common Stock 148 22 Dec 2023 By Co-Trustee of Grandchild's Trust #10
holding LPLA Common Stock 148 22 Dec 2023 By Co-Trustee of Grandchild's Trust #11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 22, 2023, the reporting person transferred 1,628 shares of LPLA common stock to eleven trusts for the reporting person's grandchildren. The reporting person is a co-trustee of the trusts, and each of the reporting person's grandchildren is the sole beneficiary of their respective trust. The reporting person remains the beneficial owner of the securities held by the trusts.

Remarks:

The signatory is signing on behalf of Richard P. Schifter pursuant to a Power of Attorney dated March 28, 2017.