Farhad Fred Ebrahimi - 19 Oct 2023 Form 3 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
19 Oct 2023
Net transactions value
$0
Form type
3
Filing time
23 Oct 2023, 18:36:16 UTC
Previous filing
21 Jul 2023
Next filing
25 Oct 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 300,000 $2.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 300,000 $2.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 300,000 $2.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 299,900 $2.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 106,000 $2.50 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 300,000 $2.50 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 271,900 $3.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 138,600 $5.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 80,400 $5.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 100,000 $5.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 300,000 $2.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 52,200 $1.50 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 300,000 $1.50 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 300,000 $2.00 By Shiraz Capital LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as exhibit A to a Form 13D filed with the Commission on May 30, 2023. Form 4 of 4