Farhad Fred Ebrahimi - Oct 19, 2023 Form 3 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Stock symbol
DM
Transactions as of
Oct 19, 2023
Transactions value $
$0
Form type
3
Date filed
10/23/2023, 06:36 PM
Previous filing
Jul 21, 2023
Next filing
Oct 25, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 300K $2.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 300K $2.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 300K $2.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 300K $2.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 106K $2.50 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 300K $2.50 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 272K $3.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 139K $5.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 80.4K $5.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 100K $5.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 300K $2.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 52.2K $1.50 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 300K $1.50 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) Oct 19, 2023 Common Stock 300K $2.00 By Shiraz Capital LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as exhibit A to a Form 13D filed with the Commission on May 30, 2023. Form 4 of 4