Farhad Fred Ebrahimi - 19 Oct 2023 Form 3 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
19 Oct 2023
Net transactions value
$0
Form type
3
Filing time
23 Oct 2023, 18:34:45 UTC
Previous filing
21 Jul 2023
Next filing
25 Oct 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 19,100 $2.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 600,000 $2.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 43,700 $2.50 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 83,100 $3.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 254,700 $3.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 54,100 $5.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 200,000 $5.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 5,100 $5.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 12,100 $5.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 15,700 $5.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 368,300 $2.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 582,900 $2.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 122,100 $2.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 144,800 $2.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 3,300,100 $2.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 900,000 $2.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 510,000 $2.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 105,600 $2.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 129,500 $2.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 574,900 $2.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 700 $2.50 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 299,200 $2.50 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 300,000 $2.50 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 300,000 $2.50 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 134,400 $3.00 By Crescent River LLC
holding DM CALL Option (Obligation to Sell) 19 Oct 2023 Common Stock 300,000 $2.00 By Crescent River LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 162,600 $1.50 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 300,000 $1.50 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 216,700 $2.00 By Shiraz Capital LLC
holding DM PUT Option (Obligation to Buy) 19 Oct 2023 Common Stock 247,000 $2.00 By Shiraz Capital LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as exhibit A to a Form 13D filed with the Commission on May 30, 2023. Form 3 of 4