William Rose - Sep 15, 2023 Form 4 Insider Report for REATA PHARMACEUTICALS INC (RETA)

Role: Director
Signature: /s/ Charles E. Gale, Attorney-In-Fact for William E. Rose
Stock symbol: RETA
Transactions as of: Sep 15, 2023
Transactions value $: $0
Form type: 4
Date filed: 9/19/2023, 04:30 PM
Previous filing: Aug 24, 2023
Next filing: Sep 26, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RETA	Class B Common Stock	Gift	$0	-29K	-1.54%	$0.00	1.85M	Sep 15, 2023	Class A common stock	29K		By Trust	F1, F6, F13
transaction	RETA	Class B Common Stock	Gift	$0	-29K	-1.57%	$0.00	1.82M	Sep 15, 2023	Class A common stock	29K		By Trust	F2, F6, F13
transaction	RETA	Class B Common Stock	Gift	$0	-29K	-1.59%	$0.00	1.79M	Sep 15, 2023	Class A common stock	29K		By Trust	F3, F6, F13
transaction	RETA	Class B Common Stock	Gift	$0	+29K		$0.00	29K	Sep 15, 2023	Class A common stock	29K		By Trust	F3, F7, F13
transaction	RETA	Class B Common Stock	Gift	$0	-29K	-1.62%	$0.00	1.76M	Sep 15, 2023	Class A common stock	29K		By Trust	F4, F6, F13
transaction	RETA	Class B Common Stock	Gift	$0	+29K	+13488.37%	$0.00	29.2K	Sep 15, 2023	Class A common stock	29K		By Trust	F4, F8, F13
transaction	RETA	Class B Common Stock	Gift	$0	-29K	-1.65%	$0.00	1.73M	Sep 15, 2023	Class A common stock	29K		By Trust	F5, F6, F13
transaction	RETA	Class B Common Stock	Gift	$0	+29K	+5894.31%	$0.00	29.5K	Sep 15, 2023	Class A common stock	29K		By Trust	F5, F9, F13
holding	RETA	Class B Common Stock						129K	Sep 15, 2023	Class A common stock	129K		Direct	F10, F13
holding	RETA	Class B Common Stock						87.8K	Sep 15, 2023	Class A common stock	87.8K		See Footnote	F11, F13
holding	RETA	Class B Common Stock						313	Sep 15, 2023	Class A common stock	313		See Footnote	F12, F13

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction represents the donative transfer of shares of Class B common stock. On September 15, 2023, these 29,000 shares were transferred from the Evelyn Potter Rose Survivor's Trust to a family trust.
F2	This transaction represents the donative transfer of shares of Class B common stock. On September 15, 2023, these 29,000 shares were transferred from the Evelyn Potter Rose Survivor's Trust to a family trust.
F3	This transaction represents the donative transfer of shares of Class B common stock. On September 15, 2023, these 29,000 shares were transferred from the Evelyn Potter Rose Survivor's Trust to the Edward Alexander Rose 1999 Trust, for which William E. Rose serves as co-trustee.
F4	This transaction represents the donative transfer of shares of Class B common stock. On September 15, 2023, these 29,000 shares were transferred from the Evelyn Potter Rose Survivor's Trust to the Charles Henry Rose 2001 Trust.
F5	This transaction represents the donative transfer of shares of Class B common stock. On September 15, 2023, these 29,000 shares were transferred from the Evelyn Potter Rose Survivor's Trust to the John William Rose 2002 Trust.
F6	These shares are owned directly by the Evelyn Potter Rose Survivor's Trust, for which Charles E. Gale and Evelyn P. Rose serve as co-trustees.
F7	These shares are owned indirectly by William E. Rose, a director of the Issuer, as co-trustee of the Edward Alexander Rose 1999 Trust.
F8	These shares are owned indirectly by William E. Rose, a director of the Issuer, as co-trustee of the Charles Henry Rose 2001 Trust.
F9	These shares are owned indirectly by William E. Rose, a director of the Issuer, as co-trustee of the John William Rose 2002 Trust.
F10	These shares are owned directly by William E. Rose, a director of the Issuer.
F11	These shares are owned directly by the Evelyn P. Rose Fidelity SEP IRA and indirectly by Evelyn R. Rose.
F12	These shares are owned directly by the Charles E. Gale Fidelity Rollover IRA and indirectly by Charles E. Gale.
F13	The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.