Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RETA | Class A common stock | Gift | $0 | -500K | -56.86% | $0.00 | 379K | Aug 23, 2023 | By trust | F1, F2 |
holding | RETA | Class A common stock | 11.6K | Aug 23, 2023 | Direct | F3 | |||||
holding | RETA | Class A common stock | 19.8K | Aug 23, 2023 | Direct | F4 | |||||
holding | RETA | Class A common stock | 7.89K | Aug 23, 2023 | See Footnote | F5 | |||||
holding | RETA | Class A common stock | 20 | Aug 23, 2023 | By trust | F6 | |||||
holding | RETA | Class A common stock | 45 | Aug 23, 2023 | By trust | F7 | |||||
holding | RETA | Class A common stock | 29 | Aug 23, 2023 | See Footnote | F8 | |||||
holding | RETA | Class A common stock | 181K | Aug 23, 2023 | See Footnote | F9 |
Id | Content |
---|---|
F1 | This transaction represents the donative transfer of shares of Class A common stock. On August 23, 2023, these 500,000 shares were transferred from the Evelyn Potter Rose Survivor's Trust to a family charitable foundation. |
F2 | These shares are owned directly by the Evelyn Potter Rose Survivor's Trust, for which Charles E. Gale and Evelyn P. Rose serve as co-trustees. |
F3 | These shares are owned directly by William E. Rose, a director of the issuer. |
F4 | These shares are owned directly by Charles E. Gale. |
F5 | These shares are owned directly by Evelyn P. Rose Fidelity SEP IRA and indirectly by Evelyn R. Rose. |
F6 | These shares are owned indirectly by William E. Rose, a director of the issuer, as co-trustee of the Charles Henry Rose 2001 Trust. |
F7 | These shares are owned indirectly by William E. Rose, a director of the issuer, as co-trustee of the John William Rose 2002 Trust. |
F8 | These shares are owned directly by the Charles E. Gale Fidelity Rollover IRA and indirectly by Charles E. Gale. |
F9 | These shares are owned directly by Montrose Investments I, L.P. ("Montrose"), and indirectly by William E. Rose, a director of the issuer, as sole shareholder and sole manager of the general partner of Montrose. |