(QMCO)

Role: 10%+ Owner
Signature: /s/ Ryan Curtis, Vice President, Pacific Investment Management Company LLC
Stock symbol: QMCO
Transactions as of: Jun 1, 2023
Transactions value $: $0
Form type: 4
Date filed: 6/9/2023, 09:54 PM
Previous filing: May 24, 2023
Next filing: Apr 11, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	QMCO	Warrants (right to buy)	Award	$0	+1.25M		$0.00	1.25M	Jun 1, 2023	Common Stock	1.25M	$1.00	See Footnote	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported securities were issued in connection with the Term Loan Amendment described in the Form 8-K filed by Quantum Corporation (CIK: 0000709283) on June 6, 2023. For more information on the warrants, please refer to the previously referenced Form 8-K. The securities are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, including (i) OC II FIE V LP, which holds 2,980,860 shares of common stock par value $0.01 per share (the Common Stock") and warrants to purchase 6,525,289 shares of Common Stock and (ii) OC III LVS XL LP, which holds 7,267,462 shares of Common Stock and warrants to purchase 1,250,000 shares of common stock. The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

Content

The reported securities were issued in connection with the Term Loan Amendment described in the Form 8-K filed by Quantum Corporation (CIK: 0000709283) on June 6, 2023. For more information on the warrants, please refer to the previously referenced Form 8-K. The securities are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, including (i) OC II FIE V LP, which holds 2,980,860 shares of common stock par value $0.01 per share (the Common Stock") and warrants to purchase 6,525,289 shares of Common Stock and (ii) OC III LVS XL LP, which holds 7,267,462 shares of Common Stock and warrants to purchase 1,250,000 shares of common stock. The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.