Key facts
- This page summarizes Peter Yu's Form 4 filing for AlTi Global, Inc. (ALTI).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 09 Jun 2023, 20:30.
Peter Yu - 07 Jun 2023 Form 4 Insider Report for AlTi Global, Inc. (ALTI)
- Form type
- 4
- Accepted by SEC
- 09 Jun 2023, 20:30:38 UTC
- Previous filing
- 01 Jun 2023
- Next filing
- 23 Jun 2023
- SEC filing
- View on sec.gov
- Reporting owner signature
- /s/ Adam Namoury, Attorney-in-Fact
Source evidence
5 source fields
Reporting owner
1 detail
Key filing fact
Peter Yu filed Form 4 for AlTi Global, Inc. (ALTI) on 09 Jun 2023.
Change
- Previous filing in this sequence was filed on 01 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALTI
transaction
Class A Common Stock
Award
- Transaction value
- Shares
- +127,680
- Change %
- +34%
- Price
- Shares after
- 502,108
- Date
- 07 Jun 2023
- Ownership
- See Footnote
- Footnotes
- F1, F2
ALTI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,039,292
- Date
- 07 Jun 2023
- Ownership
- See Footnote
- Footnotes
- F3
ALTI
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,111
- Date
- 07 Jun 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALTI
transaction
Derivative
Warrants
Disposed to Issuer
- Transaction value
- Shares
- -510,722
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 07 Jun 2023
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 510,722
- Exercise price
- $11.50
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Reflects an exchange of warrants for shares of Class A Common Stock pursuant to an Issuer exchange offer.
Footnote F2
Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
Footnote F3
Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.