Key facts
- This page summarizes Peter Yu's Form 4 filing for AlTi Global, Inc. (ALTI).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 01 Jun 2023, 17:48.
Peter Yu - 31 May 2023 Form 4 Insider Report for AlTi Global, Inc. (ALTI)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- ALTI
- Reported as of
- 31 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Jun 2023, 17:48:26 UTC
- Prior SEC filing
- 31 May 2023
- Next SEC filing
- 09 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Adam Namoury, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Peter Yu filed Form 4 for AlTi Global, Inc. (ALTI) on 01 Jun 2023.
Change
- Previous filing in this sequence was filed on 31 May 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALTI
transaction
Derivative
Warrants
Other
- Transaction value
- Shares
- -35,082
- Change %
- -6.4%
- Price
- Shares after
- 510,722
- Date
- 31 May 2023
- Ownership
- See Footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 35,082
- Exercise price
- $11.50
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The warrants were transferred by Pangaea Three-B, LP in exchange for certain option agreements, dated September 19, 2021, by and between CGC Sponsor LLC and certain of the Issuer's investors, as amended on October 25, 2022, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-271672).
Footnote F2
Each warrant expires on January 3, 2028, or earlier upon redemption or liquidation, as described in the Issuer's Registration Statement on Form S-4 (File No. 333-262644).
Footnote F3
Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.