Peter Yu - 31 May 2023 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Jun 2023, 18:30:09 UTC
Prior SEC filing
31 May 2023
Next SEC filing
09 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Adam Namoury, Attorney-in-Fact

Key filing fact

Peter Yu filed Form 4 for AlTi Global, Inc. (ALTI) on 02 Jun 2023.

Key facts

  • This page summarizes Peter Yu's Form 4 filing for AlTi Global, Inc. (ALTI).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 02 Jun 2023, 18:30.

Change

  • Previous filing in this sequence was filed on 31 May 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALTI transaction

Class A Common Stock

Award

Transaction value
$0
Shares
+13,111
Change %
Price
$0.000000
Shares after
13,111
Date
31 May 2023
Ownership
Direct
ALTI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
374,428
Date
31 May 2023
Ownership
See Footnote
Footnotes
F1
ALTI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,039,292
Date
31 May 2023
Ownership
See Footnote
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

Footnote F2

Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

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