| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SGEN | Common Stock | 4.15K | Apr 3, 2023 | Direct | F1, F2 | |||||
| holding | SGEN | Common Stock | 12.3K | Apr 3, 2023 | By Trust |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This amendment to the Form 4 originally filed on April 5, 2023 is being filed solely to check the Rule 10b5-1(c) Transaction Indication box and provide related disclosure. Sales reported in this Form 4 were effected pursuant to written plans, entered into on September 7, 2022, that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). |
| F2 | Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting. |