Stephen Stout - Mar 23, 2023 Form 3 Insider Report for Shattuck Labs, Inc. (STTK)

Signature
/s/ Stephen Stout
Stock symbol
STTK
Transactions as of
Mar 23, 2023
Transactions value $
$0
Form type
3
Date filed
3/31/2023, 04:35 PM
Next filing
May 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding STTK Common Stock 15K Mar 23, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding STTK Stock Option (Right to Buy) Mar 23, 2023 Common Stock 14.3K $28.23 Direct F2
holding STTK Stock Option (Right to Buy) Mar 23, 2023 Common Stock 34.9K $7.43 Direct F3
holding STTK Stock Option (Right to Buy) Mar 23, 2023 Common Stock 14K $3.51 Direct F4
holding STTK Stock Option (Right to Buy) Mar 23, 2023 Common Stock 23.9K $3.57 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of 14,975 restricted stock units ("RSUs"), 1,744 of which have vested. 5,231 RSUs will vest in three approximately equal annual installments beginning on January 10, 2024 and 8,000 RSUs will vest in four equal annual installments beginning on January 25, 2024, in each case subject to the Reporting Person's continued service to the Issuer.
F2 This option represents a right to purchase a total of 14,300 shares of the Issuer's common stock, 6,852 of which have vested, with the remaining vesting in approximately equal monthly installments through April 10, 2025, subject to the Reporting Person's continued service to the Issuer.
F3 This option represents a right to purchase a total of 34,875 shares of the Issuer's common stock, 10,172 of which have vested, with the remaining vesting in approximately equal monthly installments through January 10, 2026, subject to the Reporting Person's continued service to the Issuer.
F4 This option represents a right to purchase a total of 13,950 shares of the Issuer's common stock, one-third of which will vest on September 8, 2023 and two-thirds of which will vest on September 8, 2024, subject to the Reporting Person's continued service to the Issuer.
F5 This option represents a right to purchase a total of 23,850 shares of the Issuer's common stock, one-quarter of which will vest on January 25, 2024, with the remaining three-quarters vesting in approximately equal monthly installments through December 10, 2025, subject to the Reporting Person's continued service to the Issuer.

Remarks:

Deputy General Counsel and Vice President of Intellectual Property Exhibit 24 - Power of Attorney