Stephen Stout - 23 Mar 2023 Form 3 Insider Report for Shattuck Labs, Inc. (STTK)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
31 Mar 2023, 16:35:31 UTC
Next SEC filing
12 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Stephen Stout

Key filing fact

Stephen Stout filed Form 3 for Shattuck Labs, Inc. (STTK) on 31 Mar 2023.

Key facts

  • This page summarizes Stephen Stout's Form 3 filing for Shattuck Labs, Inc. (STTK).
  • 0 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 31 Mar 2023, 16:35.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STTK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
14,975
Date
23 Mar 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STTK holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
23 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
14,300
Exercise price
$28.23
Footnotes
F2
STTK holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
23 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
34,875
Exercise price
$7.43
Footnotes
F3
STTK holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
23 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
13,950
Exercise price
$3.51
Footnotes
F4
STTK holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
23 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
23,850
Exercise price
$3.57
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Consists of 14,975 restricted stock units ("RSUs"), 1,744 of which have vested. 5,231 RSUs will vest in three approximately equal annual installments beginning on January 10, 2024 and 8,000 RSUs will vest in four equal annual installments beginning on January 25, 2024, in each case subject to the Reporting Person's continued service to the Issuer.

Footnote F2

This option represents a right to purchase a total of 14,300 shares of the Issuer's common stock, 6,852 of which have vested, with the remaining vesting in approximately equal monthly installments through April 10, 2025, subject to the Reporting Person's continued service to the Issuer.

Footnote F3

This option represents a right to purchase a total of 34,875 shares of the Issuer's common stock, 10,172 of which have vested, with the remaining vesting in approximately equal monthly installments through January 10, 2026, subject to the Reporting Person's continued service to the Issuer.

Footnote F4

This option represents a right to purchase a total of 13,950 shares of the Issuer's common stock, one-third of which will vest on September 8, 2023 and two-thirds of which will vest on September 8, 2024, subject to the Reporting Person's continued service to the Issuer.

Footnote F5

This option represents a right to purchase a total of 23,850 shares of the Issuer's common stock, one-quarter of which will vest on January 25, 2024, with the remaining three-quarters vesting in approximately equal monthly installments through December 10, 2025, subject to the Reporting Person's continued service to the Issuer.

SEC remarks

Deputy General Counsel and Vice President of Intellectual Property Exhibit 24 - Power of Attorney

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