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Signature
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/s/ Ryan Barrett, Attorney-in-fact
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Stock symbol
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ATAI
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Transactions as of
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Mar 14, 2023
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Transactions value $
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$0
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Form type
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4
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Date filed
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3/16/2023, 08:24 PM
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ATAI |
Stock Option |
Award |
$0 |
+1.6M |
|
$0.00 |
1.6M |
Mar 14, 2023 |
Common Shares |
1.6M |
$1.18 |
Direct |
F1 |
transaction |
ATAI |
Restricted Stock Unit |
Award |
$0 |
+700K |
|
$0.00 |
700K |
Mar 14, 2023 |
Common Shares |
700K |
|
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
Co-Founder and Chief Executive Officer