Florian Brand - Mar 2, 2022 Form 4 Insider Report for ATAI Life Sciences N.V. (ATAI)

Signature
/s/ Ryan Barrett, Attorney-in-fact for Florian Brand
Stock symbol
ATAI
Transactions as of
Mar 2, 2022
Transactions value $
$0
Form type
4
Date filed
3/4/2022, 02:53 PM
Previous filing
Jun 24, 2021
Next filing
Mar 16, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATAI Stock Option Award $0 +649K $0.00 649K Mar 2, 2022 Common Shares 649K $5.65 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option vests as to 25% of the underlying shares on March 2, 2023 and as to the remaining underlying shares in 36 substantially equal monthly installments thereafter.

Remarks:

Co-Founder & Chief Executive Officer