Aneri Jambusaria - 08 Feb 2023 Form 3 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Managing Director
Signature
/s/ Gregory M. Woods, Attorney-in-Fact
Issuer symbol
LPLA
Transactions as of
08 Feb 2023
Net transactions value
$0
Form type
3
Filing time
21 Feb 2023, 15:34:48 UTC
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LPLA Common Stock 4,128 08 Feb 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 2,374 restricted stock units that vest on June 5, 2023; (ii) 860 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iii) 894 restricted stock units that vest ratably on each of February 25, 2023, February 25, 2024 and February 25, 2025. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. Vested shares will be issued to the Reporting Person as soon as practicable after the vesting date.

Remarks:

The signatory is signing on behalf of Aneri Jambusaria pursuant to a Power of Attorney dated February 15, 2023, which is filed as Exhibit 24.1 to this filing.