Christopher Finn - Feb 7, 2023 Form 4 Insider Report for Carlyle Group Inc. (CG)

Role
Chief Operating Officer
Signature
/s/ Anne K. Frederick by power of attorney for Christopher Finn
Stock symbol
CG
Transactions as of
Feb 7, 2023
Transactions value $
-$749,292
Form type
4
Date filed
2/9/2023, 04:49 PM
Previous filing
Feb 3, 2023
Next filing
Aug 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CG Common Stock Award $0 +42.6K +4.43% $0.00 1M Feb 7, 2023 Direct F1
transaction CG Common Stock Sale -$749K -20.8K -2.07% $36.10 983K Feb 7, 2023 Direct F2
holding CG Common Stock 254K Feb 7, 2023 See Footnote F3
holding CG Common Stock 13.6K Feb 7, 2023 See Footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were acquired upon the settlement of performance-based restricted stock unit awards previously granted to the reporting person.
F2 These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of the performance awards described herein.
F3 These shares of common stock are held in a limited liability company of which the reporting person is the manager.
F4 These shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the securities.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.