Christopher Finn - Feb 1, 2023 Form 4 Insider Report for Carlyle Group Inc. (CG)

Role
Chief Operating Officer
Signature
/s/ Anne K. Frederick by power of attorney for Christopher Finn
Stock symbol
CG
Transactions as of
Feb 1, 2023
Transactions value $
-$403,451
Form type
4
Date filed
2/3/2023, 04:48 PM
Previous filing
Aug 2, 2022
Next filing
Feb 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CG Common Stock Award $0 +140K +16.82% $0.00 972K Feb 1, 2023 Direct F1
transaction CG Common Stock Sale -$403K -11.1K -1.14% $36.36 961K Feb 1, 2023 Direct F2
holding CG Common Stock 254K Feb 1, 2023 See Footnote F3
holding CG Common Stock 13.6K Feb 1, 2023 See Footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock unit awards and will vest 40% on August 1, 2024, an additional 30% on August 1, 2025 and the remaining 30% on August 1, 2026, subject to the reporting person's continued service at the company on the applicable vesting date.
F2 These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.
F3 These shares of common stock are held in a limited liability company of which the reporting person is the manager.
F4 These shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the securities.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.