Ph.D. Robert E. Richard - 31 Jan 2023 Form 4 Insider Report for Lyra Therapeutics, Inc. (LYRA)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Feb 2023, 16:41:08 UTC
Prior SEC filing
15 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jason Cavalier, Attorney-in-Fact for Robert E. Richard, Ph.D.

Key filing fact

Ph.D. Robert E. Richard filed Form 4 for Lyra Therapeutics, Inc. (LYRA) on 02 Feb 2023.

Key facts

  • This page summarizes Ph.D. Robert E. Richard's Form 4 filing for Lyra Therapeutics, Inc. (LYRA).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 Feb 2023, 16:41.

Change

  • Previous filing in this sequence was filed on 15 Feb 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LYRA transaction

Common Stock

Award

Transaction value
$0
Shares
+30,000
Change %
Price
$0.000000
Shares after
30,000
Date
31 Jan 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LYRA transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+45,000
Change %
Price
$0.000000
Shares after
45,000
Date
31 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
45,000
Exercise price
$2.85
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in four (4) equal annual installments on the first four anniversaries of the grant date such that the RSUs will fully vest on January 31, 2027.

Footnote F2

This option vests and becomes exercisable in 48 equal monthly installments occurring on the completion of each successive month of the Reporting Person's service to the Issuer following January 31, 2023.

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