Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AMKR | Common Stock | Gift | $0 | +1.05M | +33.58% | $0.00 | 4.18M | Dec 6, 2022 | Direct | F1, F2 |
holding | AMKR | Common Stock | 2.48M | Dec 6, 2022 | By Sujoda Investments, LP | F3, F4, F5 | |||||
holding | AMKR | Common Stock | 19.5M | Dec 6, 2022 | By Sujochil. LP | F4, F5 | |||||
holding | AMKR | Common Stock | 753K | Dec 6, 2022 | By own 2018 GRAT dtd 2/6/18 | F2, F4 | |||||
holding | AMKR | Common Stock | 13.9M | Dec 6, 2022 | By trusts (other than GRAT & Rev. Trust) | F4, F5 |
Id | Content |
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F1 | On December 6, 2022, the James J. Kim 2019-1 Qualified Annuity Trust U/A dated 9/10/19 distributed 1,051,880 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to the Reporting Person. |
F2 | On June 23, 2022, the Qualified Annuity Trust under the John T. Kim 2018 Irrevocable Trust Agreement dated February 6, 2018 distributed 274,900 shares of the Issuer's Common Stock to the Reporting Person. This distribution resulted in a mere change in the form of ownership of such shares by the Reporting Person from indirect to direct and hence was not a reportable transaction. The directly owned shares include 7,594,001shares of the Issuer's Common Stock owned by the John T. Kim Trust dated December 31, 1987, a revocable trust of which the Reporting Person is the settlor, sole current beneficiary and sole trustee. |
F3 | The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person. |
F4 | The Reporting Person is (i) a trustee of a grantor retained annuity trust of which he was the settlor and is the sole annuitant which owns 753,232 shares of the Issuer's Common Stock, (ii) a trustee of family trusts for the benefit of his immediate family members which own 13,884,832 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 1, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. |
F5 | The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. |
(6) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16 or for any other purpose.