| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMKR | Common Stock | Options Exercise | +80K | +2.88% | 2.86M | Mar 8, 2022 | Direct | F4, F5, F6, F7 | ||
| holding | AMKR | Common Stock | 22M | Mar 8, 2022 | By limited partnerships | F1, F2, F3 | |||||
| holding | AMKR | Common Stock | 1.03M | Mar 8, 2022 | By GRAT | F2, F3 | |||||
| holding | AMKR | Common Stock | 21.5M | Mar 8, 2022 | By trusts (other than GRAT) | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMKR | Director stock option (right to buy) | Options Exercise | $0 | -20K | -100% | $0.00* | 0 | Mar 8, 2022 | Common Stock | 20K | $4.58 | Direct | F4 |
| transaction | AMKR | Director stock option (right to buy) | Options Exercise | $0 | -20K | -100% | $0.00* | 0 | Mar 8, 2022 | Common Stock | 20K | $4.50 | Direct | F5 |
| transaction | AMKR | Director stock option (right to buy) | Options Exercise | $0 | -20K | -100% | $0.00* | 0 | Mar 8, 2022 | Common Stock | 20K | $9.17 | Direct | F6 |
| transaction | AMKR | Director stock option (right to buy) | Options Exercise | $0 | -20K | -100% | $0.00* | 0 | Mar 8, 2022 | Common Stock | 20K | $7.31 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of Amkor Technology, Inc. (the "Issuer") Common Stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person. |
| F2 | The Reporting Person is (i) the sole trustee of the John T. Kim Trust dated December 31, 1987 (the "Revocable Trust"), which owns 7,594,001 shares of the Issuer's Common Stock, (ii) a trustee of a grantor retained annuity trust of which he was the settlor and is the sole annuitant which owns 1,028,132 shares of the Issuer's Common Stock, (iii) a trustee of family trusts for the benefit of his immediate family members (other than the Revocable Trust and grantor retained annuity trust) which own 13,884,832 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (v) as referenced in footnote 1, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. |
| F3 | The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. |
| F4 | This stock option (the "2012 Option") to acquire 20,000 shares of the Issuer's Common Stock at a price of $4.58 per share was granted on May 8, 2012 (the "2012 Grant Date") and vested in equal annual installments over three years beginning on the first anniversary of the 2012 Grant Date, such that 100% of the 2012 Option vested on May 8, 2015. |
| F5 | This stock option (the "2013 Option") to acquire 20,000 shares of the Issuer's Common Stock at a price of $4.50 per share was granted on May 8, 2013 (the "2013 Grant Date") and vested one-third (1/3) on the first anniversary of the 2013 Grant Date and two-thirds (2/3) on the second anniversary of the 2013 Grant Date, such that 100% of the 2013 Option vested on May 8, 2015. |
| F6 | This stock option to acquire 20,000 shares of the Issuer's Common Stock at a price of $9.17 per share was granted on May 13, 2014 and vested 100% on May 13, 2015. |
| F7 | This stock option to acquire 20,000 shares of the Issuer's Common Stock at a price of $7.31 per share was granted on May 15, 2019 and vested 100% on May 15, 2020. |
8. The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16 or for any other purpose.