Lee Rosenthal - 20 Jul 2022 Form 4 Insider Report for Paragon 28, Inc.

Role
10%+ Owner
Signature
/s/ Lee Rosenthal
Issuer symbol
N/A
Transactions as of
20 Jul 2022
Net transactions value
-$12,572,201
Form type
4
Filing time
31 Oct 2022, 21:16:01 UTC
Next filing
21 Jul 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNA Common Stock Options Exercise $25,719 +42,865 +3.8% $0.6000* 1,185,300 20 Jul 2022 Direct
transaction FNA Common Stock Sale $798,391 -42,865 -3.6% $18.63 1,142,435 20 Jul 2022 Direct F1
transaction FNA Common Stock Sale $1,327,405 -71,061 -6.2% $18.68 1,071,374 20 Jul 2022 Direct F2
transaction FNA Common Stock Options Exercise $19,281 +32,135 +3% $0.6000* 1,103,509 21 Jul 2022 Direct
transaction FNA Common Stock Options Exercise $15,000 +25,000 +2.3% $0.6000* 1,128,509 21 Jul 2022 Direct
transaction FNA Common Stock Options Exercise $1,243 +1,036 +0.09% $1.20* 1,129,545 21 Jul 2022 Direct
transaction FNA Common Stock Sale $1,075,221 -58,171 -5.1% $18.48 1,071,374 21 Jul 2022 Direct F3
transaction FNA Common Stock Sale $514,115 -27,838 -2.6% $18.47 1,043,536 21 Jul 2022 Direct F4
transaction FNA Common Stock Gift $0 -5,000 -0.48% $0.000000 1,038,536 22 Jul 2022 Direct
transaction FNA Common Stock Sale $28,177 -1,541 -0.15% $18.29 1,036,995 22 Jul 2022 Direct F5
transaction FNA Common Stock Options Exercise $24,976 +20,813 +2% $1.20* 1,057,808 25 Jul 2022 Direct
transaction FNA Common Stock Sale $385,594 -20,813 -2% $18.53 1,036,995 25 Jul 2022 Direct F6
transaction FNA Common Stock Sale $690,264 -37,292 -3.6% $18.51 999,703 25 Jul 2022 Direct F7
transaction FNA Common Stock Options Exercise $33,781 +28,151 +2.8% $1.20* 1,027,854 26 Jul 2022 Direct
transaction FNA Common Stock Options Exercise $100,505 +21,849 +2.1% $4.60 1,049,703 26 Jul 2022 Direct
transaction FNA Common Stock Sale $943,175 -50,000 -4.8% $18.86 999,703 26 Jul 2022 Direct F8
transaction FNA Common Stock Sale $119,023 -6,296 -0.63% $18.90 993,407 26 Jul 2022 Direct
transaction FNA Common Stock Options Exercise $129,495 +28,151 +2.8% $4.60 1,021,558 27 Jul 2022 Direct
transaction FNA Common Stock Options Exercise $96,995 +17,962 +1.8% $5.40 1,039,520 27 Jul 2022 Direct
transaction FNA Common Stock Sale $896,266 -46,113 -4.4% $19.44 993,407 27 Jul 2022 Direct F9
transaction FNA Common Stock Sale $1,622,752 -84,131 -8.5% $19.29 909,276 27 Jul 2022 Direct F10
transaction FNA Common Stock Options Exercise $540 +100 +0.01% $5.40 909,376 28 Jul 2022 Direct
transaction FNA Common Stock Sale $1,954 -100 -0.01% $19.54 909,276 28 Jul 2022 Direct
transaction FNA Common Stock Sale $96,695 -5,080 -0.56% $19.03 904,196 28 Jul 2022 Direct F11
transaction FNA Common Stock Sale $24,510 -1,290 -0.14% $19.00 902,906 29 Jul 2022 Direct
transaction FNA Common Stock Sale $121,215 -6,372 -0.71% $19.02 896,534 01 Aug 2022 Direct F12
transaction FNA Common Stock Sale $1,418,228 -73,408 -8.2% $19.32 823,126 03 Aug 2022 Direct F13
transaction FNA Common Stock Sale $781,172 -39,937 -4.9% $19.56 783,189 04 Aug 2022 Direct F14
transaction FNA Common Stock Sale $2,336,217 -119,466 -15% $19.56 663,723 05 Aug 2022 Direct F15
transaction FNA Common Stock Options Exercise $160,639 +29,748 +4.5% $5.40 693,471 05 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -42,865 -57% $0.000000 32,135 20 Jul 2022 Common Stock 42,865 $0.6000 Direct F32
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -32,135 -100% $0.000000* 0 21 Jul 2022 Common Stock 32,135 $0.6000 Direct F32
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -25,000 -100% $0.000000* 0 21 Jul 2022 Common Stock 25,000 $0.6000 Direct F32
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -1,036 -2.1% $0.000000 48,964 21 Jul 2022 Common Stock 1,036 $1.20 Direct F32
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -20,813 -43% $0.000000 28,151 25 Jul 2022 Common Stock 20,813 $1.20 Direct F32
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -28,151 -100% $0.000000* 0 26 Jul 2022 Common Stock 28,151 $1.20 Direct F32
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -21,849 -44% $0.000000 28,151 26 Jul 2022 Common Stock 21,849 $4.60 Direct F32
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -28,151 -100% $0.000000* 0 27 Jul 2022 Common Stock 28,151 $4.60 Direct F32
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -17,962 -36% $0.000000 32,038 27 Jul 2022 Common Stock 17,962 $5.40 Direct F32
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -100 -0.31% $0.000000 31,938 28 Jul 2022 Common Stock 100 $5.40 Direct F32
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -29,748 -93% $0.000000 2,190 05 Aug 2022 Common Stock 29,748 $5.40 Direct F32
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -2,190 -100% $0.000000* 0 08 Aug 2022 Common Stock 2,190 $5.40 Direct F32
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -25,000 -100% $0.000000* 0 08 Aug 2022 Common Stock 25,000 $6.60 Direct F32
transaction FNA Stock Option (Right to Buy) Options Exercise $0 -12,500 -50% $0.000000 12,500 08 Aug 2022 Common Stock 12,500 $6.60 Direct F33
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.60 to $18.82 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.35 to $18.975 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.45 to $18.63 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.33 to $18.625 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.03 to $18.58 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.50 to $18.645 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.45 to $18.64 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.85 to $18.91 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.25 to $19.59 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.905 to $19.60 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.51 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.06 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.60 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $20.00 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.7775 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F32 The option is fully vested and exercisable.
F33 50% of the shares subject to the option vest annually measured from December 31, 2020 (the 'Vesting Commencement Date'), such that 100% of the shares subject to the option will be fully vested and exercisable on the second anniversary of the Vesting Commencement Date.

Remarks:

Form 4 (1 of 2)